As COVID-19 Surges in Washington, Case Investigations and Contact Tracing Overwhelmed

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A key strategy in fighting the spread of COVID-19 is reaching people early who have been infected and then contacting anyone they might have subsequently infected.

The processes are called case investigation (the process of reaching someone who is infected) and contact tracing (reaching people who might have been exposed to the infected person). Local health agencies across Washington, as well as the state Department of Health (DOH), have been using those processes since spring when the coronavirus began its march across the state.

In case investigations, it is the state's goal is to make contact with 90 percent of infected people within 24 hours of DOH receiving a positive lab result.

In contact tracing, it is the state's goal to make contact within 48 hours with 80 percent of people who were exposed to that person.

Both Washington and Pierce County are nowhere near those targets.

A DOH report released Nov. 25 showed it was reaching a smaller percentage of infected people within one day of receiving a positive lab report than it was in October. It also was reaching a smaller percentage of initial calls to their contacts.

The Tacoma-Pierce County Health Department's outreach within 24 hours also is not meeting targets of 90 percent or more within 24 hours and is just below meeting its target of 80 percent or more within 48 hours.

Both agencies argue they are doing better than expected, considering the most recent surge and staffing levels.

State metrics and performance

According to the state DOH'S measurement metrics, reaching an individual includes a phone call outcome of: interview completed, partial interview completed, call back later, or refused.

For contacts, being reached also includes confirmation that a text message notification was received.

As for case interviews, DOH measures that as "a phone call that results in a full or partial interview. For contacts, their contact information is only collected during the case interviews. If DOH is unable to complete case interviews, their contacts are not reported to DOH."

For case investigations, the percentage of total cases with a first attempted call within one day dropped from 84 percent the week of Oct. 18, with 485 cases assigned, to 11 percent the week of Nov. 8, with 2,787 cases assigned to DOH.

In that same time frame, the state DOH reached 61 percent of cases within one day the week of Oct. 18, and just 6 percent of its assigned cases by the week of Nov. 8.

The percentage of total cases interviewed within one day of positive lab report in the same time frame dropped from 52 percent to 5 percent.

The next step, contact tracing, shows a similar decline amid rising cases except in one area: percentage of total contacts interviewed, which increased from 82 percent the week of Oct. 18 to 86 percent the week of Nov. 8.

The percentage of total contacts with a first-call attempt within two days declined from 90 percent the week of Oct. 18 with 540 cases assigned to 22 percent the week of Nov. 8 with 2,719 cases assigned.

The percentage of total contacts reached within two days in the same time frame dropped from 73 percent to 19 percent; and percent of total contacts interviewed within two days dropped from 67 percent to 17 percent.

What the state says

DOH argues its success rate is actually higher now than in October if the 24- and 48-hour deadlines are discarded.

Based on a 14-day quarantine period, the state investigated 73 percent of cases it was assigned and reached 86 percent of contacts the week of Nov. 8.

In November, it took the state an average of 3.27 days to reach a person who tested positive for COVID-19, and it took an average of 3.37 days to reach close contacts.

State DOH points to various roadblocks to reaching people.

According to its November report: "The most common barriers to successfully meeting these deadlines include missing phone numbers or other contact information and people who require additional follow-up due to an unanswered first call."

The state also notes that the current surge came sooner and is larger than anticipated.

"It arrived earlier," said Maayan Simckes, a DOH epidemiologist and case and contact tracing training lead, in an interview with The News Tribune. "And it's moving faster than we thought."

The state had been building up its investigation staff in anticipation of the surge, she said, but it wasn't enough. Caseloads are now doubling every two weeks, compared with four weeks in April.

The DOH had 150 case investigators on Nov. 16, according to spokeswoman Teresa McCallion.

"Our goal is to ramp up to 700 case investigation and contact tracers by mid-December to meet our goal of 400 daily investigators," she said. The DOH conducts investigations seven days a week.

In addition, the DOH brought back 100 National Guard personnel this week to assist in the effort, McCallion said.

While it's up to county health departments, tribal health authorities and others to conduct their own investigations, the DOH has staff that can pick up cases when those local agencies are overwhelmed, Simckes said.

Pierce County

The Tacoma-Pierce County Health Department also is challenged to meet its contact tracing goals.



Last week, the department's online COVID-19 dashboard posted that the department was reaching 26.2 percent of cases within 24 hours and 73.6 percent within 48 hours.

By Dec. 2, it had dropped to 5.7 percent reached within 24 hours but still reaching 73.6 percent within 48 hours, according to its online dashboard.

The December low point is more evidence of the overwhelming volume of cases the department has faced in the current third surge.

The week of Oct. 18, the local health department had 632 assigned cases, and reached 97 percent within 24 hours of notification of a positive test, with nearly 78 percent also interviewed within that same 24 hours and nearly 84 percent ultimately interviewed.

By Nov. 8, the department was dealing with 1,473 cases and reaching 21.6 percent within 24 hours and 20.8 percent interviewed in that same 24-hour time frame.

Even with the heavier caseload, the department interviewed 62.9 percent of total cases the week of Nov. 8.

Dale Phelps is the department's COVID-19 response communications lead.

According to Phelps, local staff to do the work consists of roughly "42 investigators, not including our four group supervisors, and we have roughly 26 folks who are in 'reserve,' plus Pierce County Medical Reserve Corps volunteers we can access in surge conditions."

The department has trained about 100 investigators, he noted, made up of staff and volunteers, available as caseloads rise.

At Wednesday's Board of Health meeting, Dr. Anthony Chen, director of the Tacoma-Pierce County Health Department, noted: "On statewide calls as I talk to other directors and listen to what's going on around the state, we are exceeding the performance of other health departments in terms of our contact tracing efforts. As you know, we've been recording record high numbers of cases, and in many other local health jurisdictions, their staff are just not able to keep up on it."

Making contact

Case investigation looks backwards and contact tracing looks forward, Simckes said. The goal is to see where the infection came from and determine where it might be going.

In that initial 24-hour period after a positive test result, DOH staff attempts to call people with the virus four times. The calls are spread apart by four hours. That can span over two to three days, depending on the workload.

For contact tracing, three calls are made. Voicemails are left and text messaging also is used.

The public is under no obligation to speak with DOH, and some people don't, Simckes said.

"Our ability to actually reach them is dependent on if they answer the phone or if they answer our text," she said.

Some people, when contacted, refuse to cooperate with DOH staff, Simckes said.

While a major focus of the case investigation is to get contact information, the goal in contact tracing is to let people know they might have been infected and to take the appropriate counter measures. Namely: quarantine.

Quarantine and isolation

Quarantine might conjure images of sailing ships unloading sick passengers, but it's actually a cautionary practice for those who aren't showing symptoms of a communicable disease. Staying in quarantine is what health officials would like those identified as contacts of positive COVID-19 cases to do.

If a person has been exposed to someone who is known to have COVID-19, they should not then expose themselves to anyone outside their home for 10 days after the exposure or seven days following a negative test result. That usually involves staying home for the full duration and staying away from anyone within the home who might be at risk for getting very sick from COVID-19.

Even if they are not symptomatic, Simckes wants contacts to "follow the right public health guidance to make sure they don't continue spreading it beyond them. And if I can cut the chain, then the cases won't spread, we won't have more infection."

If a contact does develop symptoms of COVID-19, they are asked to isolate. Isolation is more restrictive than quarantine and involves the infected person maintaining a safe distance from other people — even those living within the same household — for at least 10 days after symptoms appeared. The person should use a bathroom and "sick room" dedicated only for them. Isolation should only be ended when the person has been fever-free for at least 24 hours and symptoms have improved.

State investigators report that Washington residents are eager to help, Simckes said.

"And only on rare rare occasions are they facing strong resistance," she said.

Cases and contacts do react differently, she said. People who have tested positive have probably already received notification from their health care provider. With contacts, the first time they are hearing about a possible exposure might be from DOH staff.

"There'll be a bit more confusion, surprise and concern when speaking to a contact who isn't aware that they were exposed to somebody who had COVID," Simckes said.

If the DOH has a contact's cell phone number, that person might receive a text message informing them of the exposure before a call is made. That can make the first contact go smoother.

"We see folks who initially refuse to do an interview," Simckes said. "And then they do some research, and they call us back, and they say 'I changed my mind. I want to participate. And I want to help out my state.'"

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